Our financial regulatory practice advises clients on the full spectrum of regulatory issues and compliance matters, representing banks, investment firms, fund management companies, payment institutions and other financial institutions as well as FinTech companies. We also have the capability to act as the regulator-approved outsourced compliance function for our clients.
We also advise issuers, managers, underwriters and other parties on regulatory questions relating to securities, derivatives, hybrid instruments, alternative investment funds and collective investment schemes, securitised products, investment services, securities trading, share buy-backs, netting, clearing and settlement as well as associated matters of company law and taxation.