Our financial regulatory practice advises clients on the full spectrum of regulatory issues and compliance matters, representing banks, investment firms, fund management companies, payment institutions and other financial institutions as well as FinTech companies. We also have the capability to act as the regulator-approved outsourced compliance function for our clients.
We also advise issuers, managers, underwriters and other parties on regulatory questions relating to securities, derivatives, hybrid instruments, alternative investment funds and collective investment schemes, securitised products, investment services, securities trading, share buy-backs, netting, clearing and settlement as well as associated matters of company law and taxation.
”Very responsive and knowledgeable on insurance regulatory framework. They can provide services in wide scope and from small to large assignments.”
”outstanding: we hadn't worked together previously, but they came recommended on the fintech payment side and they were just wonderful. They offered key insights with regards to the regulator in Finland and delivered everything you would want in terms of working in a similar style to US lawyers but also having deep knowledge of the landscape in Finland.”
”outstanding ability to understand clients’ needs”
”Provides a highly responsive and reliable service”